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Tag: SEC

Morgan Stanley’s Wealth Unit Under Investigation by Federal Agencies
World

Morgan Stanley’s Wealth Unit Under Investigation by Federal Agencies

Chris JonesApril 11, 2024April 11, 2024

Morgan Stanley Under Investigation by Federal Agencies Morgan Stanley’s wealth management unit is currently under investigation by multiple federal agencies…

Uniswap Faces Potential SEC Enforcement Action
World

Uniswap Faces Potential SEC Enforcement Action

Chris JonesApril 11, 2024April 11, 2024

Uniswap Faces SEC Enforcement Action Uniswap, a prominent decentralized cryptocurrency exchange operating on the Ethereum blockchain, recently disclosed that it…

SEC Opens Comments on Grayscale, Fidelity, Bitwise Ethereum ETFs
Technology News

SEC Opens Comments on Grayscale, Fidelity, Bitwise Ethereum ETFs

Chris JonesApril 4, 2024April 4, 2024

SEC Opens Comments on Grayscale, Fidelity, and Bitwise Ethereum ETF Applications The Securities and Exchange Commission (SEC) has initiated a…

SEC Seeks Comments on Proposed Ethereum ETFs
Crypto News

SEC Seeks Comments on Proposed Ethereum ETFs

Chris JonesApril 3, 2024

The U.S. Securities and Exchange Commission Seeks Public Input on Proposed Ethereum ETFs The U.S. Securities and Exchange Commission (SEC)…

Crypto Legal Drama: SEC vs. Coinbase & SBF Sentenced
Crypto News

Crypto Legal Drama: SEC vs. Coinbase & SBF Sentenced

Chris JonesApril 1, 2024April 1, 2024

Legal Intrigue in the Crypto Industry: Throughout the week, the crypto community was captivated by legal developments that stirred controversy…

CFTC Commissioner: KuCoin Charges May Infringe SEC
Technology News

CFTC Commissioner: KuCoin Charges May Infringe SEC

Chris JonesMarch 29, 2024March 29, 2024

CFTC Commissioner Pham Raises Concerns Over KuCoin Charges CFTC Commissioner Caroline Pham recently expressed reservations regarding her agency’s charges against…

SEC Lawsuit Against Coinbase Moves Forward
Crypto News

SEC Lawsuit Against Coinbase Moves Forward

Chris JonesMarch 27, 2024March 27, 2024

Court Rules in Favor of SEC in Lawsuit Against Coinbase A federal judge overseeing the U.S. Securities and Exchange Commission’s…

GOP Lawmakers Request SEC Clarity on Custody of Ethereum
Technology News

GOP Lawmakers Request SEC Clarity on Custody of Ethereum

Chris JonesMarch 26, 2024March 26, 2024

Regulatory Guidance Requested for Custody of Non-Security Digital Assets A group of Republican lawmakers, including the chairmen of significant House…

SEC Seeks $2B in Penalties from Ripple
Crypto News

SEC Seeks $2B in Penalties from Ripple

Chris JonesMarch 26, 2024March 26, 2024

Ripple Faces $2 Billion SEC Penalty In a significant development, the U.S. Securities and Exchange Commission is set to pursue…

DeFi Education Fund sues SEC over airdrop classification
Technology News

DeFi Education Fund sues SEC over airdrop classification

Chris JonesMarch 26, 2024March 26, 2024

Legal Action Initiated Against SEC by DeFi Education Fund and Beba LLC The DeFi Education Fund and Beba LLC have…

Ripple Execs Reveal SEC Seeking $2 Billion Fines
Technology News

Ripple Execs Reveal SEC Seeking $2 Billion Fines

Chris JonesMarch 25, 2024March 25, 2024

Ripple Facing SEC Demand for $2 Billion in Fines Ripple’s CEO Brad Garlinghouse and CLO Stuart Alderoty disclosed that the…

Crypto Industry Fights Back Against SEC
Crypto News

Crypto Industry Fights Back Against SEC

Chris JonesMarch 25, 2024March 25, 2024

Crypto Industry Challenges SEC with Pre-emptive Lawsuit The crypto industry has taken a bold step by filing a pre-emptive lawsuit…

Ethereum’s Future: Price Swings and Classification Update
Crypto News

Ethereum’s Future: Price Swings and Classification Update

Chris JonesMarch 23, 2024March 23, 2024

Ethereum Price Analysis Ethereum recently experienced a price low of approximately $3,000, but has since risen to $3,500 at the…

SEC postpones decision on Grayscale Ethereum Futures Trust’s ETF
Crypto News

SEC postpones decision on Grayscale Ethereum Futures Trust’s ETF

Chris JonesMarch 23, 2024March 23, 2024

U.S. Securities and Exchange Commission Postpones Decision on Grayscale Ethereum Futures Trust’s ETF Application The U.S. Securities and Exchange Commission…

US SEC Delays Approval Process for Ethereum ETFs
Technology News

US SEC Delays Approval Process for Ethereum ETFs

Chris JonesMarch 20, 2024March 20, 2024

US SEC Delays Approval for Highly Anticipated Ethereum ETFs The US Securities and Exchange Commission (SEC) has announced a delay…

SEC Judge Concludes Bad Faith Against The Debt Box
Crypto News

SEC Judge Concludes Bad Faith Against The Debt Box

Chris JonesMarch 19, 2024March 19, 2024

Court Rules SEC Acted in Bad Faith Against The Debt Box The US District Court Judge Robert Shelby concluded a…

SEC Chair Gensler Condemns ‘AI Washing’
Technology News

SEC Chair Gensler Condemns ‘AI Washing’

Chris JonesMarch 19, 2024March 19, 2024

US SEC Chair Gensler Condemns “AI Washing” In Financial Sector US Securities and Exchange Commission (SEC) chair Gary Gensler recently…

SEC Sanctioned Over Debt Box Case
Technology News

SEC Sanctioned Over Debt Box Case

Chris JonesMarch 19, 2024March 19, 2024

US SEC Sanctioned Over Disputed Restraining Order The US Securities and Exchange Commission (SEC) has faced sanctions regarding its contested…

Judge Denies Dismissal of SEC Case Against Gemini/Mercury
Crypto News

Judge Denies Dismissal of SEC Case Against Gemini/Mercury

Chris JonesMarch 14, 2024March 14, 2024

Judge Edgardo Ramos Ruling on SEC Case Against Gemini Trust Company and Genesis Global Capital Judge Edgardo Ramos has denied…

Court denies Gemini and Genesis motion to dismiss SEC case
Technology News

Court denies Gemini and Genesis motion to dismiss SEC case

Chris JonesMarch 14, 2024March 14, 2024

Gemini and Genesis Global Capital Denied in SEC Case A federal court has rejected a joint motion from crypto exchange…

Grayscale Seeks SEC Approval for Bitcoin Mini Trust
Crypto News

Grayscale Seeks SEC Approval for Bitcoin Mini Trust

Chris JonesMarch 13, 2024March 13, 2024

Grayscale Proposes Bitcoin Mini Trust to SEC Grayscale has officially filed a request with the US Securities and Exchange Commission…

South Carolina leaves SEC with Trophies.
Sports News

South Carolina leaves SEC with Trophies.

Chris JonesMarch 11, 2024March 11, 2024

South Carolina Prevails in SEC Tournament Less than a week ago, the status of No. 1 South Carolina as a…

Coinbase meets SEC over Grayscale Ethereum ETF
Crypto News

Coinbase meets SEC over Grayscale Ethereum ETF

Chris JonesMarch 10, 2024March 10, 2024

America’s Largest Cryptocurrency Exchange Meets with SEC Regarding Grayscale’s Proposed Ethereum ETF Last week, publicly-listed Coinbase, the biggest cryptocurrency exchange…

SEC Delays Decision on BlackRock Bitcoin Trust Options Trading
Crypto News

SEC Delays Decision on BlackRock Bitcoin Trust Options Trading

Chris JonesMarch 10, 2024March 10, 2024

SEC Delays Decision on BlackRock’s iShares Bitcoin Trust Options Trading The Securities and Exchange Commission has postponed its ruling on…

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